Regions & Representatives

WEST

Leesa Nichols
  • Leesa Nichols
  • Executive Vice President, ATEL Securities Corporation
  • 800-543-2835ext. 3458
    lnichols@atel.com
  • Leesa J. Nichols, joins ATEL as the Executive Vice President for ATEL Securities Corporation. Prior to joining the team, Ms. Nichols was Vice President and Regional Director for Steben & Company, Inc. While at Steben, Ms. Nichols was responsible for growing the distribution base in both the Broker-Dealer and the RIA channels throughout the Western Region of the United States. Ms. Nichols obtained her BA from the University of Oklahoma and currently holds her FINRA Series license 3, 6, 22, 30, and 63.
Stephen Griffin Sikes
  • Stephen Griffin Sikes
    Sales Director
    800-543-2835 ext. 3487
    stephen.sikes@atel.com
  • Stephen Griffin Sikes is presently the Regional Director of Marketing for the Northwest United States. He joined ATEL as an Investor Service Representative. In that role, he was responsible for client and broker inquiries, custodial and third-party issue resolution, and the communication of solutions for ATEL clients. Prior to joining ATEL, Mr. Sikes served as a Client Liaison with ServiceLink, a provider of field services to the mortgage and finance industries. While at ServiceLink, Mr. Sikes was responsible for the management of client, vendor and investor relationships, urgent issue resolution and the preservation of real estate assets. Mr. Sikes holds a BA in Political Science from the University of North Florida.

EAST

Brian Sumner
  • Brian Sumner, CFP®, CIMA®
    Regional Vice President
    800-543-2835ext. 3497
    brian.sumner@atel.com
  • Brian Sumner joined ATEL as Southeast Regional Vice President for ATEL Securities Corporation.  Prior to joining ATEL, Mr. Sumner worked as Vice President with Calamos Investments, where he managed their alternative strategy distribution with a focus on Financial Advisor, RIA and Institutional relationships. Prior to Calamos, Mr. Sumner held similar positions with Curian Capital, Trust Company of America and TIAA Asset Management. Mr. Sumner holds a BA from the University of Kentucky and currently maintains his FINRA Series 7, 24, 63, 65 licenses. In addition, Mr. Sumner is a Certified Financial Planner (CFP®) and a Certified Investment Management Analyst (CIMA®).
Stephen Griffin Sikes
  • Stephen Griffin Sikes
    Sales Director
    800-543-2835 ext. 3487
    stephen.sikes@atel.com
  • Stephen Griffin Sikes is presently the Regional Director of Marketing for the Northwest United States. He joined ATEL as an Investor Service Representative. In that role, he was responsible for client and broker inquiries, custodial and third-party issue resolution, and the communication of solutions for ATEL clients. Prior to joining ATEL, Mr. Sikes served as a Client Liaison with ServiceLink, a provider of field services to the mortgage and finance industries. While at ServiceLink, Mr. Sikes was responsible for the management of client, vendor and investor relationships, urgent issue resolution and the preservation of real estate assets. Mr. Sikes holds a BA in Political Science from the University of North Florida.

EXECUTIVES

Leesa Nichols
  • Leesa Nichols
  • Executive Vice President, ATEL Securities Corporation
  • 800-543-2835ext. 3458
    lnichols@atel.com
  • Leesa J. Nichols, joins ATEL as the Executive Vice President for ATEL Securities Corporation. Prior to joining the team, Ms. Nichols was Vice President and Regional Director for Steben & Company, Inc. While at Steben, Ms. Nichols was responsible for growing the distribution base in both the Broker-Dealer and the RIA channels throughout the Western Region of the United States. Ms. Nichols obtained her BA from the University of Oklahoma and currently holds her FINRA Series license 3, 6, 22, 30, and 63.
Jim Ryan
  • James E. Ryan, CPA
  • Executive Vice President- ATEL Securities Corporation
    415-616-3415
    jryan@atel.com
  • James Ryan joined ATEL in 2007 as Vice President of ATEL Capital Group responsible for strategic initiatives. In 2010, Mr. Ryan was named Executive Vice President of Securities. In this role, he overseas key account relationships, marketing, due diligence and training and development. Prior to joining ATEL, Mr. Ryan was the coordinating partner with Ernst &Young for projects with ATEL Capital Group. Mr. Ryan's experience and clients included GATX Capital, Grubb & Ellis, Legacy Partners, Marcus & Millichap, Sutro & Company, 3 Com, Vantage Point Venture Partners and Weiss, Peck & Greer. Mr. Ryan was an adjunct professor teaching federal corporate taxation for Golden Gate University's Masters in Tax program from 1990 to 2000. Mr. Ryan holds a Bachelor of Science from Santa Clara University, and an M.B.A. from Golden Gate University.
Randy Fox
  • Randy Fox
  • Vice President & Chief Compliance Officer, Investor Services
    800-543-2835ext. 3456
    rfox@atel.com
  • Randy Fox joined ATEL in early 2007 as a Regional Director for the Southwest territory and in late 2008 was promoted to Vice President & Chief Compliance Officer. Mr. Fox works closely with the National Sales Manager and the Executive Vice President of Broker – Dealer Relations as well as assists in the management of the Investor Services department. Mr. Fox started his career with Franklin Templeton as part of their Wholesaling team, he left Franklin Templeton to assume a role as a Regional Vice President with US Allianz Securities. After he was employed with US Allianz, Mr. Fox moved into a role as a Financial Advisor with Citicorp Investment Services before returning to Wholesaling with ATEL Securities Corp. Mr. Fox holds a Bachelor of Arts from the University of North Carolina at Charlotte.

ATEL VENTURE PORTFOLIO NEWS

FINRA Investor Protection

FINRA Investor ProtectionPrivacy Policy

Financial Industry Regulatory Authority (FINRA) Conduct Rule 2267ATEL values the trust you have placed in us. As a part of our relationship, we respect and FINRA Rules & Regulation Website: http://www.finra.org/RulesRegulationacknowledge your privacy. Pursuant to Federal Trade Commission regulations (and SEC Regulation
The FINRA Regulation Public Disclosure Program Hotline:

FINRA P.O. Box 9401
Gaithersburg, Maryland 20898-9401
Telephone: (800) 289-9999
Fax: (301) 212 8137

The FINRA Regulation Public Disclosure Program publishes an investor brochure which is available by contacting Public Disclosure at the above telephone number or address.

Visit FINRA at http://www.FINRA.org

FINRA BrokerCheck: Click Here to check the background of your investment professional.

S-P), we would like you to understand our policies and procedures for protecting the nonpublic financial information we receive from you. Our policies relating to disclosure of your nonpublic personal financial information are as follows:

ATEL Investor Services can collect nonpublic personal information about you from the following sources:

Information about your transactions with us, our affiliates, or others
Information we receive from a consumer-reporting agency
Information we receive from you on sub docs or other forms


We do not disclose nonpublic personal information about our customers or former customers to anyone, except as permitted by law. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.  

If you have any questions about these policies or our use, maintenance and disclosure of your personal financial information, please contact our Investor Services Department at (800) 543-2835 ext 3.