ATEL Securities Corporation

ATEL Securities Corporation: Your Strategic Partner in the Capital Markets

ATEL Securities Corporation (“ASC”) is a FINRA (Financial Industry Regulatory Authority) registered broker dealer. ASC works with other FINRA firms as part of an underwriting syndicate that raises equity for ATEL Capital Group’s equipment financing funds. Some of these funds offer individual investors the opportunity to be a part of a fund that has traditionally only been available to institutional investors.

Over the last three decades the underwriting syndicates assembled by ASC have raised billions of dollars in the U.S. public securities markets. Our success is attributed to ASC’s dedication and service to over 50,000 investors and also to the many long standing relationships ASC has cultivated with our selling broker dealers and their representatives.

As a FINRA member firm, ASC is a part of a network that includes five thousand broker dealers with over one hundred thousand branch offices and almost three-quarters of a million Registered Representatives. Headquartered in San Francisco, ASC maintains offices across the United States to better serve our broker dealer community.


FINRA Investor Protection

FINRA Investor ProtectionPrivacy Policy

Financial Industry Regulatory Authority (FINRA) Conduct Rule 2267ATEL values the trust you have placed in us. As a part of our relationship, we respect and FINRA Rules & Regulation Website: your privacy. Pursuant to Federal Trade Commission regulations (and SEC Regulation
The FINRA Regulation Public Disclosure Program Hotline:

FINRA P.O. Box 9401
Gaithersburg, Maryland 20898-9401
Telephone: (800) 289-9999
Fax: (301) 212 8137

The FINRA Regulation Public Disclosure Program publishes an investor brochure which is available by contacting Public Disclosure at the above telephone number or address.

Visit FINRA at

FINRA BrokerCheck: Click Here to check the background of your investment professional.

S-P), we would like you to understand our policies and procedures for protecting the nonpublic financial information we receive from you. Our policies relating to disclosure of your nonpublic personal financial information are as follows:

ATEL Investor Services can collect nonpublic personal information about you from the following sources:

Information about your transactions with us, our affiliates, or others
Information we receive from a consumer-reporting agency
Information we receive from you on sub docs or other forms

We do not disclose nonpublic personal information about our customers or former customers to anyone, except as permitted by law. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.  

If you have any questions about these policies or our use, maintenance and disclosure of your personal financial information, please contact our Investor Services Department at (800) 543-2835 ext 3.